Expert Corporate and Regulatory Compliance Consulting and Legal Services
Strategic risk mitigation & internal compliance controls implementation for broker-dealers, RIAs and SEC registered issuers.
About Cadence Partners
Our Expertise
With over 15 years of experience in compliance, regulatory enforcement, and litigation, Cadence specializes in navigating complex compliance and legal landscapes for private entities and public companies in a wide array of industries. Cadence is dedicated to providing tailored solutions that ensure compliance with federal securities regulations, including SEC reporting and disclosure requirements, SRO rules, and the highest standards of corporate governance.
Tiffany Rowe - Founding Member
Cadence Partners, PLLC provides top-tier compliance services to businesses of all sizes. Navigating the complex world of regulatory compliance and internal controls requires business acumen and legal knowledge of SEC, DOJ, and other regulatory standards in order to fully assess business and legal risks, implement appropriate policies and procedures, and ensure compliance with regulatory rules and standards.
With years of experience in regulatory compliance and federal and state securities litigation, a vast network of experts ready to assist our clients, and a deep understanding of the regulatory landscape, Cadence ensures that clients avoid and resolve internal controls issues quickly and efficiently.
Tiffany Rowe is the founding member of Cadence Partners. As a Certified Compliance Specialist, Tiffany provides expert advice to clients on a vast array of compliance and internal controls policies and procedures. She specializes in broker-dealer and RIA compliance, public and private entity internal controls, and accounting and auditor regulatory standards.
Tiffany regularly counsels boards of directors and executive management on corporate governance standards, fiduciary duty standards, and board oversight requirements. She also has deep knowledge and expertise regarding specific compliance policies and procedures related to accounting and financial matters, cybersecurity and data privacy, and corporate and individual independence requirements, A litigator for more than fifteen years, Tiffany is adept at anticipating and assessing potential legal and business issues in order to mitigate risks and avoid regulatory or litigation proceedings.
Tiffany received her J.D, summa cum laude and first in class, from the Catholic University of America, Columbus School of Law and a Bachelor’s of Business Administration from The George Washington University. Her career in securities and regulatory compliance is the result of six years in the General Counsel's Office of Ernst & Young during the demise of Bernie Madoff's Ponzi scheme, the 2008 mortgage crisis, and related corporate enforcement actions and civil litigation into the Refco Inc. debt scandal and the American International Group credit default swap-based collapse.
Prior to Cadence Partners, Tiffany was a partner at Sawyer & Labar, LLP after 13 years in Big Law in associate and senior associate positions at Morrison & Foerster LLP, Kirkland & Ellis LLP, and Orrick, Herrington & Sutcliffe LLP.
Hobbies
- Avid cyclist and runner
- Amateur gardener (i.e. kills everything ever planted)
- Reading, listening to, and analyzing anything and everything about the Beatles
Our Services
Experience & Professional Background
Tiffany has served clients operating in highly regulated industries that are subject to extensive regulatory requirements and statutory obligations applicable to domestic and international business organizations. She has served as legal counsel and compliance advisor to broker-dealers, investment advisers, accounting firms, financial institutions, and publicly traded companies. Among the long list of client representations, Tiffany has guided clients through high-profile trials and consequential enforcement matters.